Benefits of past inventory data as prior information for the current inventory

When auxiliary information in the form of airborne laser scanning (ALS) is used to assist in estimating the population parameters of interest, the benefits of prior information from previous inventories are not self-evident. In a simulation study, we compared three different approaches: 1) using only current data, 2) using non-updated old data and current data in a composite estimator and 3) using updated old data and current data with a Kalman filter. We also tested three different estimators, namely i) Horwitz-Thompson for a case of no auxiliary information, ii) model-assisted estimation and iii) model-based estimation. We compared these methods in terms of bias, precision and accuracy, as estimators utilizing prior information are not guaranteed to be unbiased.202

The effects of temporal differences between map and ground data on map-assisted estimates of forest area and biomass

International audienceAbstractKey messageWhen areas of interest experience little change, remote sensing-based maps whose dates deviate from ground data can still substantially enhance precision. However, when change is substantial, deviations in dates reduce the utility of such maps for this purpose.ContextRemote sensing-based maps are well-established as means of increasing the precision of estimates of forest inventory parameters. The general practice is to use maps whose dates correspond closely to the dates of ground data. However, as national forest inventories move to continuous inventories, deviations between map and ground data dates increase.AimsThe aim was to assess the degree to which remote sensing-based maps can be used to increase the precision of estimates despite differences between map and ground data dates.MethodsFor study areas in the USA and Norway, maps were constructed for each of two dates, and model-assisted regression estimators were used to estimate inventory parameters using ground data whose dates differed by as much as 11 years from the map dates.ResultsFor the Minnesota study area that had little change, 7-year differences in dates had little effect on the precision of estimates of proportion forest area. For the Norwegian study area that experienced considerable change, 11-year differences in dates had a detrimental effect on the precision of estimates of mean biomass per unit area.ConclusionsThe effects of differences in map and ground data dates were less important than temporal change in the study area

Prediction of Timber Quality Parameters of Forest Stands by Means of Small Footprint Airborne Laser Scanner Data

The aim of this study was to explore the capability of airborne laser scanner (ALS) data to explain the variation in field-measured variables representing timber quality within square 0.25 ha grid cells in a mature conifer forest in the southeast of Norway. These variables were the mean ratio between stem diameter at six m above ground and the diameter at breast height (R D6 ), the volume of saw logs (V SL ), the proportion of saw logs relative to the total volume (P SL ), the ratio between tree height and diameter at breast height (HD), mean basal area diameter (D g ), and crown height (CH). Each of these variables was modeled using a mixed modeling approach. Model fit was expressed by the Pseudo-R 2 , and were 0.85, 0.50, 0.78, 0.57, 0.74, and 0.58 for the respective quality variables. Furthermore, much of the residual error could be attributed to the different forest stands from which the grid cells originated even though we used field-observed tree species proportions as auxiliary information. It was concluded that more auxiliary information is needed to estimate models that are general across stands, but that the relationships between ALS-data and the quality variables considered here seem strong enough to be utilized for example to prioritize between stands in relation to harvest when specific quality distributions are sought

Large-area inventory of species composition using airborne laser scanning and hyperspectral data

5openInternationalInternational coauthor/editorTree species composition is an essential attribute in stand-level forest management inventories and remotely sensed data might be useful for its estimation. Previous studies on this topic have had several operational drawbacks, e.g., performance studied at a small scale and at a single tree-level with large fieldwork costs. The current study presents the results from a large-area inventory providing species composition following an operational area-based approach. The study utilizes a combination of airborne laser scanning and hyperspectral data and 97 field sample plots of 250 m2 collected over 350 km2 of productive forest in Norway. The results show that, with the availability of hyperspectral data, species-specific volume proportions can be provided in operational forest management inventories with acceptable results in 90% of the cases at the plot level. Dominant species were classified with an overall accuracy of 91% and a kappa-value of 0.73. Species-specific volumes were estimated with relative root mean square differences of 34%, 87%, and 102% for Norway spruce (Picea abies (L.) Karst.), Scots pine (Pinus sylvestris L.), and deciduous species, respectively. A novel tree-based approach for selecting pixels improved the results compared to a traditional approach based on the normalized difference vegetation index.openØrka, Hans Ole; Hansen, Endre Hofstad; Dalponte, Michele; Gobakken, Terje; Næsset, ErikØrka, H.O.; Hansen, E.H.; Dalponte, M.; Gobakken, T.; Næsset, E

On the Potential of Sequential and Nonsequential Regression Models for Sentinel-1-Based Biomass Prediction in Tanzanian Miombo Forests

This study derives regression models for aboveground biomass (AGB) estimation in miombo woodlands of Tanzania that utilize the high availability and low cost of Sentinel-1 data. The limited forest canopy penetration of C-band SAR sensors along with the sparseness of available ground truth restricts their usefulness in traditional AGB regression models. Therefore, we propose to use AGB predictions based on airborne laser scanning (ALS) data as a surrogate response variable for SAR data. This dramatically increases the available training data and opens for flexible regression models that capture fine-scale AGB dynamics. This becomes a sequential modeling approach, where the first regression stage has linked in situ data to ALS data and produced the AGB prediction map; we perform the subsequent stage, where this map is related to Sentinel-1 data.We develop a traditional, parametric regression model and alternative nonparametric models for this stage. The latter uses a conditional generative adversarial network (cGAN) to translate Sentinel-1 images into ALS-based AGB prediction maps. The convolution filters in the neural networks make them contextual. We compare the sequential models to traditional, nonsequential regression models, all trained on limited AGB ground reference data. Results show that our newly proposed nonsequential Sentinel-1-based regression model performs better quantitatively than the sequential models, but achieves less sensitivity to fine-scale AGB dynamics. The contextual cGAN-based sequential models best reproduce the distribution of ALS-based AGB predictions. They also reach a lower RMSE against in situ AGB data than the parametric sequential model, indicating a potential for further development

Detection of heartwood rot in Norway spruce trees with lidar and multi-temporal satellite data

Norway spruce pathogenic fungi causing root, butt and stem rot represent a substantial problem for the forest sector in many countries. Early detection of rot presence is important for efficient management of the forest resources but due to its nature, which does not generate evident exterior signs, it is very difficult to detect without invasive measurements. Remote sensing has been widely used to monitor forest health status in relation to many pathogens and infestations. In particular, multi-temporal remotely sensed data have shown to be useful in detecting degenerative diseases. In this study, we explored the possibility of using multi-temporal and multi-spectral satellite data to detect rot presence in Norway spruce trees in Norway. Images with four bands were acquired by the Dove satellite constellation with a spatial resolution of 3 m, ranging over three years from June 2017 to September 2019. Field data were collected in 2019–2020 by a harvester during the logging: 16163 trees were recorded, classified in terms of species and presence of rot at the stump and automatically geo-located. The analysis was carried out at individual tree crown (ITC) level, and ITCs were delineated using lidar data. ITCs were classified as healthy, infested and other species using a weighted Support Vector Machine. The results showed an underestimation of the rot presence (balanced accuracy of 56.3%, producer’s accuracies of 64.3 and 48.4% and user’s accuracies of 81.0% and 32.7% respectively for healthy and rot ITCs). The method can be used to provide a tentative map of the rot presence to guide more detailed assessments in field and harvesting activitie

Wood decay detection in Norway spruce forests based on airborne hyperspectral and ALS data

5openInternationalInternational coauthor/editorWood decay caused by pathogenic fungi in Norway spruce forests causes severe economic losses in the forestry sector, and currently no efficient methods exist to detect infected trees. The detection of wood decay could potentially lead to improvements in forest management and could help in reducing economic losses. In this study, airborne hyperspectral data were used to detect the presence of wood decay in the trees in two forest areas located in Etnedal (dataset I) and Gran (dataset II) municipalities, in southern Norway. The hyperspectral data used consisted of images acquired by two sensors operating in the VNIR and SWIR parts of the spectrum. Corresponding ground reference data were collected in Etnedal using a cut-to-length harvester while in Gran, field measurements were collected manually. Airborne laser scanning (ALS) data were used to detect the individual tree crowns (ITCs) in both sites. Different approaches to deal with pixels inside each ITC were considered: in particular, pixels were either aggregated to a unique value per ITC (i.e., mean, weighted mean, median, centermost pixel) or analyzed in an unaggregated way. Multiple classification methods were explored to predict rot presence: logistic regression, feed forward neural networks, and convolutional neural networks. The results showed that wood decay could be detected, even if with accuracy varying among the two datasets. The best results on the Etnedal dataset were obtained using a convolution neural network with the first five components of a principal component analysis as input (OA = 65.5%), while on the Gran dataset, the best result was obtained using LASSO with logistic regression and data aggregated using the weighted mean (OA = 61.4%). In general, the differences among aggregated and unaggregated data were smallopenDalponte, Michele; Kallio, Alvar J. I.; Ørka, Hans Ole; Næsset, Erik; Gobakken, TerjeDalponte, M.; Kallio, A.J.I.; Ørka, H.O.; Næsset, E.; Gobakken, T

Estimating biomass and soil carbon change at the level of forest stands using repeated forest surveys assisted by airborne laser scanner data

BackgroundUnder the growing pressure to implement mitigation actions, the focus of forest management is shifting from a traditional resource centric view to incorporate more forest ecosystem services objectives such as carbon sequestration. Estimating the above-ground biomass in forests using airborne laser scanning (ALS) is now an operational practice in Northern Europe and is being adopted in many parts of the world. In the boreal forests, however, most of the carbon (85%) is stored in the soil organic (SO) matter. While this very important carbon pool is "invisible" to ALS, it is closely connected and feeds from the growing forest stocks. We propose an integrated methodology to estimate the changes in forest carbon pools at the level of forest stands by combining field measurements and ALS data.ResultsALS-based models of dominant height, mean diameter, and biomass were fitted using the field observations and were used to predict mean tree biophysical properties across the entire study area (50 km(2)) which was in turn used to estimate the biomass carbon stocks and the litter production that feeds into the soil. For the soil carbon pool estimation, we used the Yasso15 model. The methodology was based on (1) approximating the initial soil carbon stocks using simulations; (2) predicting the annual litter input based on the predicted growing stocks in each cell; (3) predicting the soil carbon dynamics of the annual litter using the Yasso15 soil carbon model. The estimated total carbon change (standard errors in parenthesis) for the entire area was 0.741 (0.14) Mg ha(-1) yr(-1). The biomass carbon change was 0.405 (0.13) Mg ha(-1) yr(-1), the litter carbon change (e.g., deadwood and leaves) was 0.346 (0.027) Mg ha(-1) yr(-1), and the change in SO carbon was - 0.01 (0.003) Mg ha(-1) yr(-1).ConclusionsOur results show that ALS data can be used indirectly through a chain of models to estimate soil carbon changes in addition to changes in biomass at the primary level of forest management, namely the forest stands. Having control of the errors contributed by each model, the stand-level uncertainty can be estimated under a model-based inferential approach

Comparison of Precision of Biomass Estimates in Regional Field Sample Surveys and Airborne LiDAR-Assisted Surveys in Hedmark County, Norway

Airborne scanning LiDAR (Light Detection and Ranging) has emerged as a promising tool to provide auxiliary data for sample surveys aiming at estimation of above-ground tree biomass (AGB), with potential applications in REDD forest monitoring. For larger geographical regions such as counties, states or nations, it is not feasible to collect airborne LiDAR data continuously ("wall-to-wall") over the entire area of interest. Two-stage cluster survey designs have therefore been demonstrated by which LiDAR data are collected along selected individual flight-lines treated as clusters and with ground plots sampled along these LiDAR swaths. Recently, analytical AGB estimators and associated variance estimators that quantify the sampling variability have been proposed. Empirical studies employing these estimators have shown a seemingly equal or even larger uncertainty of the AGB estimates obtained with extensive use of LiDAR data to support the estimation as compared to pure field-based estimates employing estimators appropriate under simple random sampling (SRS). However, comparison of uncertainty estimates under SRS and sophisticated two-stage designs is complicated by large differences in the designs and assumptions. In this study, probability-based principles to estimation and inference were followed. We assumed designs of a field sample and a LiDAR-assisted survey of Hedmark County (HC) (27,390 km2), Norway, considered to be more comparable than those assumed in previous studies. The field sample consisted of 659 systematically distributed National Forest Inventory (NFI) plots and the airborne scanning LiDAR data were collected along 53 parallel flight-lines flown over the NFI plots. We compared AGB estimates based on the field survey only assuming SRS against corresponding estimates assuming two-phase (double) sampling with LiDAR and employing model-assisted estimators. We also compared AGB estimates based on the field survey only assuming two-stage sampling (the NFI plots being grouped in clusters) against corresponding estimates assuming two-stage sampling with the LiDAR and employing model-assisted estimators. For each of the two comparisons, the standard errors of the AGB estimates were consistently lower for the LiDAR-assisted designs. The overall reduction of the standard errors in the LiDAR-assisted estimation was around 40-60% compared to the pure field survey. We conclude that the previously proposed two-stage model-assisted estimators are inappropriate for surveys with unequal lengths of the LiDAR flight-lines and new estimators are needed. Some options for design of LiDAR-assisted sample surveys under REDD are also discussed, which capitalize on the flexibility offered when the field survey is designed as an integrated part of the overall survey design as opposed to previous LiDAR-assisted sample surveys in the boreal and temperate zones which have been restricted by the current design of an existing NFI